43-4011.00 · Task explorer
Brokerage Clerks: reported tasks and exploration worksheet
Perform duties related to the purchase, sale, or holding of securities. Duties include writing orders for stock purchases or sales, computing transfer taxes, verifying stock transactions, accepting and delivering securities, tracking stock price fluctuations, computing equity, distributing dividends, and keeping records of daily transactions and holdings.
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Read the task inventory
This source lists 10 tasks, including 5 marked Core and 5 marked Supplemental. Labels and dates are retained below. Employers can combine or divide these responsibilities differently; explore the task itself before assuming it belongs in every version of the role.
Task source dates: 07/2014.
10 tasks shown
Core · Task 8145 · 07/2014 · Incumbent
Correspond with customers and confer with coworkers to answer inquiries, discuss market fluctuations, or resolve account problems.
Core · Task 20622 · 07/2014 · Incumbent
Document security transactions, such as purchases, sales, conversions, redemptions, or payments, using computers, accounting ledgers, or certificate records.
Core · Task 8149 · 07/2014 · Incumbent
File, type, or operate standard office machines.
Core · Task 20623 · 07/2014 · Incumbent
Perform clerical tasks, such as answering phones or distributing mail.
Core · Task 8148 · 07/2014 · Incumbent
Prepare forms, such as receipts, withdrawal orders, transmittal papers, or transfer confirmations, based on transaction requests from stockholders.
Supplemental · Task 8147 · 07/2014 · Incumbent
Schedule and coordinate transfer and delivery of security certificates between companies, departments, and customers.
Supplemental · Task 8150 · 07/2014 · Incumbent
Monitor daily stock prices and compute fluctuations to determine the need for additional collateral to secure loans.
Supplemental · Task 8153 · 07/2014 · Incumbent
Verify ownership and transaction information and dividend distribution instructions to ensure conformance with governmental regulations, using stock records and reports.
Supplemental · Task 8151 · 07/2014 · Incumbent
Compute total holdings, dividends, interest, transfer taxes, brokerage fees, or commissions and allocate appropriate payments to customers.
Supplemental · Task 8152 · 07/2014 · Incumbent
Prepare reports summarizing daily transactions and earnings for individual customer accounts.
Make the shortlist useful
- Choose one to three activities that tell you something different about the work. Avoid selecting several ways of describing the same interest.
- For each, write an example you can discuss or a question that would change your understanding of the role.
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Source and practice material
Occupational context uses the O*NET® 31.0 Database from the U.S. Department of Labor, Employment and Training Administration, under CC BY 4.0. View the occupation.
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